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Disclosures

The particulars given in this Disclosure Document have been prepared in accordance with SEBI (Investment Advisers) Regulations, 2013.

The purpose of the document is to provide essential information about the Investment Advisory Services in a manner to assist and enable the prospective client / client in making an informed decision for engaging Investment Advisor before investing.

For the purpose of this Disclosure Document, Investment Adviser is “Mehak Wealth Investment Advisors Pvt. Ltd. Ltd.”, a company registered with the Securities and Exchange Board of India as an Investment Adviser under SEBI (Investment Advisers) Regulations, 2013 vide registration no. INA000021401 dated Jan 12, 2021, having its registered office at AAC-03, 2nd Floor, Shipra Krishna Azure, Commercial Building, Kaushambi, Ghaziabad, U.P – 201010

A. Descriptions about Mehak Wealth Investment Advisors Pvt. Ltd

History, Present Business and Background

Mehak Wealth Investment Advisors Pvt. Ltd was originally started as a trademark name for the investment advisory services given by Mr. Rajan Malhotra, and the registration got transferred to private limited company Mehak Wealth Investment Advisors Pvt. Ltd

The current Principal Officer for the RIA department is Mr. Rajan Malhotra

In the capacity as advisers, Mehak Wealth Investment Advisors Pvt. Ltd aligns its interests with those of the client and seeks to provide the best advice based on client’s risk profile. Mehak Wealth Investment Advisors Pvt. Ltd first tries to understand the client’s return expectations, risk-taking ability, goals, which in turn helps to arrive at an asset allocation suitable for the client. Mehak Wealth Investment Advisors Pvt. Ltd conducts frequent portfolio reviews and suggests any corrective action if required.

Mehak Wealth Investment Advisors Pvt. Ltd will provide Advisory Services which shall be in the nature of investment advice, and may include buying and selling securities for an agreed fee structure and which may be for a defined period of time and which may vary / change from time to time, entirely at the client’s risk. The detailed terms and conditions are as per the agreement executed between client and Mehak Wealth Investment Advisors Pvt. Ltd .

Disciplinary History

No action has been taken against the individual or the company as an Investment Adviser by any regulator.

Investment Advisor Audits

Disclosure with respect to compliance with Annual Compliance Audit requirement under Regulation 19(3) of Securities and Exchange Board of India (Investment Advisers) Regulations, 2013 for last and current financial year are as under:

Financial YearAudit Status: ( Complied / Not Applicable / Not Complied)
2025–26Not Applicable (First financial year not completed)

The Compliance Audit Report will be uploaded here after completion of one full financial year, as mandated by SEBI.

Affiliations with Other Intermediaries

No other affiliations or intermediaries have been registered.

B. Disclosure with Respect to Receipt of Any Consideration

Disclosure on compensation or in any other form whatsoever, received or receivable by Mehak Wealth Investment Advisors Pvt. Ltd or any of its associates or subsidiaries for any distribution or execution services in respect of the products or securities for which the investment advice is provided to the client.

Mehak Wealth Investment Advisors Pvt. Ltd does not have any distribution or execution arrangement with the issuer of the securities, or with any broker. The flow of any such consideration or Mehak Wealth Investment Advisors Pvt. Ltd may receive distribution commission / referral fee or similar income in respect of the product or securities for which investment advice is provided to the client by Mehak Wealth Investment Advisors Pvt. Ltd . The indicative commissions received by fellow subsidiaries are available on the website.

C. Disclosure of Consideration by Way of Remuneration or Compensation

Disclosure of consideration or compensation in any form whatsoever with respect to recommending the services of a stock broker or other intermediary to a client.

Mehak Wealth Investment Advisors Pvt. Ltd does not recommend services of any stock broker or intermediary to a client. Mehak Wealth Investment Advisors Pvt. Ltd does not have any commission sharing arrangement with any intermediary for recommending their services either as a stock broker or as other intermediary.

D. Disclosures with Respect to Mehak Wealth Investment Advisors Pvt. Ltd’s Own Holding Position in Financial Products / Securities

Although Mehak Wealth Investment Advisors Pvt. Ltd is not registered as a broker with SEBI, it is not actively engaged into any proprietary trading. It might invest in financial products / securities in the future.

E. Actual or Potential Conflicts of Interest

Disclosure of actual or potential conflicts of interest arising from any connection or association with any issuer of products / securities, including any material information or facts that might compromise its objectivity or independence in carrying on investment advisory services.

Mehak Wealth Investment Advisors Pvt. Ltd is a separate legal entity which has an independent activity of providing investment advisory services. Mehak Wealth Investment Advisors Pvt. Ltd does not provide any other services in stock broking, depository, research, portfolio management and distribution of mutual funds and third party products.

F. Disclosure of All Material Facts

Disclosure of all material facts relating to the key features of the products or securities, particularly performance track record, warnings, disclaimers etc.

Clients are requested to go through the detailed key features, performance track record of the product or security including warnings, disclaimers etc. before investing as and when provided by the Investment Adviser. Such product materials may also be available at www.sebi.gov.in or www.nseindia.com or www.bseindia.com.

G. Drawing Client’s Attention to Warnings, Disclaimers in Documents

Mehak Wealth Investment Advisors Pvt. Ltd and the Investment Adviser shall draw attention of the client to warnings, disclaimers in documents, advertising materials relating to investment products which he / she / they is / are recommending to the client.

H. Standard Risk Factors as Perceived by Investment Adviser

  1. Investments in equities, derivatives and mutual funds are subject to market risks and there is no assurance or guarantee that the objective of the investment / products will be achieved.
  2. The past performance does not indicate future performance. There is no assurance that past performances will be repeated. Investors are not being offered any guaranteed or indicative returns.
  3. As with any investment in securities, the NAV of the portfolio can go up or down depending upon the factors and forces affecting the capital market.
  4. The performance of investments / products may be affected by changes in Government policies, general levels of interest rates and risks associated with trading volumes, liquidity and settlement systems in equity and debt markets.
  5. Investments in the products which the clients have opted are subject to wide range of risks which include risks related to economic cycles, changes of Government and its policies, acts of God, acts of war, civil disturbances, sovereign action and other such acts / circumstances beyond the control of Mehak Wealth Investment Advisors Pvt. Ltd or any of its fellow subsidiaries.
  6. The names of the products / nature of investments do not in any manner indicate their prospects or returns. The performance in equity products may be adversely affected by the performance of individual companies, changes in the market place and industry specific and macro-economic factors.
  7. Investments in debt instruments and other fixed income securities are subject to default risk, liquidity risk and interest rate risk. Interest rate risk results from changes in demand and supply for money and other macroeconomic factors and creates price changes in the value of the debt instruments. Consequently, the NAV of the portfolio may be subject to fluctuation.
  8. Investments in debt instruments are subject to reinvestment risks as interest rates prevailing on interest amount or maturity due dates may differ from the original coupon of the bond, which might result in proceeds being invested at lower rate.
  9. The product may invest in non-publicly offered debt securities or unlisted equities. This may expose the investment / product to liquidity risk.
  10. Engaging in securities lending is subject to risks related to fluctuations in collateral value / settlement / liquidity counterparty.
  11. The product may use derivatives instruments like index futures, stock futures and options contracts, warrants, convertible securities, swap agreements or any other derivative instruments. Usage of derivatives will expose portfolio to certain risk inherent to such derivatives.
  12. The use of derivative requires a high degree of skill, diligence and expertise. Thus, derivatives are highly leveraged instruments. Small price movement in the underlying security could have a large impact on the value of derivative. Other risks using derivatives include the risk of pricing or improper valuation of derivatives and the inability of derivatives to correlate perfectly with underlying assets, rates and indices.
  13. The NAV may be affected by changes in settlement periods and transfer procedures.
  14. The Investment Advisor may consider offering higher overall level of risk of the portfolio, provide for investment in lower rated / unrated securities offering higher yield. This may increase the risk of the portfolio. Such investments shall be subject to the scope of investments laid down in the Agreement.

General Risks

We trust that, before executing on the advice of the Investment Adviser, or Relationship Manager at Mehak Wealth Investment Advisors Pvt. Ltd has provided you with all the information about the products, risk factors etc. and you have gone through all the relevant information about the product being advised and have sought requisite clarification about the same.

Mehak Wealth Investment Advisors Pvt. Ltd shall maintain complete confidentiality of all information provided by the clients and shall not disclose any such information, without your prior consent, except if such disclosure is required to be made in compliance with any applicable law or regulation / direction. Mehak Wealth Investment Advisors Pvt. Ltd will obtain information pertaining to your orders / transactions / portfolio / funds availability / securities availability etc. from the individual Investment Adviser to enable us to provide you with informed and appropriate advice.

Mehak Wealth Investment Advisors Pvt. Ltd from time to time, holds certain stocks recommended in the model portfolios within its Portfolio Management Services (PMS), which operates independently and separately from the research analyst team. There is a strict segregation of duties between the portfolio manager responsible for PMS research, investment, and management, and the research analyst responsible for model portfolio recommendations under our IA services. This structure eliminates any conflict of interest, as the PMS team operates independently and does not share stock insights, advice, or inputs with the research analyst team. Robust internal controls are in place to monitor and mitigate any potential conflicts, maintaining transparency and prioritizing client interests.

Investor Services

The details of investor relation officer who shall attend to the investor queries and complaints is mentioned below:

Name of the person: Mr. Rajan Malhotra
Designation: Investment Advisor
Address: AAC-03, 2nd Floor, Shipra Krishna Azure, Commercial Building, Kaushambi, Ghaziabad, U.P – 201010
Telephone: +91 9354971746
Email: support@thinkstockinvest.com

In case of any grievances, the investors may email to support@thinkstockinvest.com